Tower Amendment

Results: 120



#Item
61Business / United States securities law / Electronic Municipal Market Access / United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / 73rd United States Congress / U.S. Securities and Exchange Commission / Tower Amendment / Security / Stock market / Financial economics / Financial regulation

September 22, 2008 Ms. Florence Harmon Acting Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

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Language: English - Date: 2008-09-22 15:58:35
62Municipal Securities Rulemaking Board / Government / U.S. Securities and Exchange Commission / Municipal bond / Economy of the United States / EDGAR / Christopher Cox / Securities market / Tower Amendment / United States Securities and Exchange Commission / Electronic Municipal Market Access / Financial regulation

P.O. Box 2600 Valley Forge, PA[removed][removed]September 24, 2008 Filed Electronically

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Language: English - Date: 2008-09-25 10:16:54
63Financial regulation / United States Securities and Exchange Commission / Economy of the United States / Government / Tower Amendment / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Christopher Cox

Board of Directors, [removed]Doreen M. Fisher UBS Securities LLC Duane L. Westerman, Chairman

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Language: English - Date: 2008-09-22 16:04:57
64U.S. Securities and Exchange Commission / Municipal Securities Rulemaking Board / Tower Amendment / Government / Municipal bond / Security / Financial economics / Investor Protection and Securities Reform Act / Financial regulation / Electronic Municipal Market Access / Stock market

Microsoft Word - GFOASECsept22.doc

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Language: English - Date: 2008-09-25 11:03:37
65United States securities law / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Law / Government / Securities Exchange Act / Rulemaking / Self-regulatory organization / Tower Amendment / Financial regulation / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 18, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change To Offer Ne

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Language: English - Date: 2004-11-18 17:03:41
66Government / Financial regulation / Law / U.S. Securities and Exchange Commission / United States securities law / Rulemaking / Securities Exchange Act / Federal Register / Tower Amendment / United States administrative law / Self-regulatory organizations / Municipal Securities Rulemaking Board

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2007-09-21 14:29:47
67Financial regulation / Municipal Securities Rulemaking Board / Financial system / U.S. Securities and Exchange Commission / Self-regulatory organization / Finance / Securities Act / Securities Exchange Act / Tower Amendment / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities under MSRB Rule G-21

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Language: English - Date: 2005-08-19 16:12:47
68Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial system / Government / Tower Amendment / United States securities law / Self-regulatory organizations / Financial regulation

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs; Rel. No[removed], File No. SR-MSRB-2005-

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Language: English - Date: 2005-04-28 10:36:25
69Municipal Securities Rulemaking Board / 73rd United States Congress / Law / U.S. Securities and Exchange Commission / Government / Securities Exchange Act / Self-regulatory organization / Rulemaking / Tower Amendment / United States securities law / United States Securities and Exchange Commission / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-06-14 09:29:34
70United States securities law / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Law / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Investor Protection and Securities Reform Act / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

Notice of Filing and Immediate Effectiveness of Rule D-13, on a Definition of “Municipal Advisory Activities”, Rule D-14, on a Definition of “Appropriate Regulatory Agency”, and Amendments to Rule D-11 (“Associ

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Source URL: www.sec.gov

Language: English - Date: 2010-11-12 15:33:58
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